IPOERS

Press Release - 2020-248

SEC Proposes Conditional Exemption for Finders Assisting Small Businesses with Capital Raising

For Immediate Release | 2020-248 Source Link Washington D.C., Oct. 7, 2020 — The Securities and Exchange Commission today voted to propose a new limited, conditional exemption from broker registration requirements for “finders” who assist issuers with raising capital in private markets from accredited investors. If adopted, the proposed exemption would permit natural persons to

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IPOers U.S. FINRA Capital Acquisition Broker License Financing

IPOers mandated Reed Smith LLP to file a Capital Acquisition Broker License application with U.S. FINRA. IPOers Now Seeks USD 300,000 Subscription to Finance its Capital Acquisition Broker License Initiative and Fulfill Net Capital Requirement Rule. Months after filing a Capital Acquisition Broker License application with U.S. FINRA, IPOers has made significant strides in its

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Private Equity Secondary Market (Private Equity Secondaries or Secondaries)

In finance, the private equity secondary market (also often called private equity secondaries secondaries) refers to the buying and selling of pre-existing investor commitments to private equity and other alternative investment funds. Given the absence of established trading markets for these interests, the transfer of interests in private equity funds as well as hedge funds

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