SEC Proposes Conditional Exemption for Finders Assisting Small Businesses with Capital Raising
For Immediate Release | 2020-248 Source Link Washington D.C., Oct. 7, 2020 — The Securities and Exchange Commission today voted to propose a new limited, conditional exemption from broker registration requirements for “finders” who assist issuers with raising capital in private markets from accredited investors. If adopted, the proposed exemption would permit natural persons to […]