SEC Proposes Conditional Exemption for Finders Assisting Small Businesses with Capital Raising
For Immediate Release | 2020-248 Source Link Washington D.C., Oct. 7, 2020 — The Securities and Exchange Commission today voted to propose a new limited, conditional exemption from broker registration requirements for “finders” who assist issuers with raising capital in private markets from accredited investors. If adopted, the proposed exemption
